Our Services
Understanding your financial journey
Herbert Capital Management, we believe that the key to successful financial planning is understanding each client's unique needs and aspirations. Our personal financial advisors are dedicated to developing an in-depth understanding of your financial situation, goals and requirements. This personalized approach allows us to recommend investment products and strategies that align perfectly with your objectives, ensuring that every decision we make is made specifically for you.
Our Approach
Experience and distinct advantage lies in our ability to strategically allocate assets in the market, coupled with the skillful use of options to hedge against downside risks. This approach is designed to ensure stable and consistent growth for your investments. To further elevate our offerings, our collaboration with Manhattan Venture - a firm known for its impressive transaction volume of 10 billion dollars in late-stage venture capital - enriches our portfolio with first-rate investment opportunities. This partnership is a testament to our ability to offer our clients access to high-caliber investment opportunities normally reserved for more experienced investors. It is a reflection of our commitment to not only meet, but exceed their financial aspirations.
Investment Disclosures and Advisory Information
Herbert Capital Management clarifies that it does not offer legal, tax, or accounting advice, except as part of specific agreements within its Wealth Management services. U.S. tax-related information provided is not for tax evasion, and clients can freely share tax details of their transactions, adhering to securities law. Investors are advised to consult personal tax advisors, as tax laws and investment values are subject to change. Separately Managed Accounts (SMAs) require a minimum investment, with certain waivers possible, and details are subject to change. Investments, especially in fixed-income securities and high-yield bonds, involve risks like interest rate changes and issuer default, and may result in a loss of original investment. The material provided is for informational purposes and should not be considered investment advice. ESG strategies have unique risks, potentially leading to performance divergence.
Our Services
The Power of Choice Fixed Income, Strategic Asset Allocation, and Late-Stage VC Investments
General Disclosure
Herbert Capital Management does not provide legal, tax, or accounting advice, unless explicitly agreed upon between you and Herbert Capital Management (typically through certain services offered only to clients of our Wealth Management division). Any statement in this document regarding U.S. tax matters is not intended or written for use in avoiding penalties imposed on taxpayers. Despite anything in this document suggesting otherwise, except where required for compliance with securities law, you may share with anyone the U.S. federal and state income tax treatment and structure of the transaction, along with all related materials (including tax opinions and analyses) provided to you, without any restriction imposed by Herbert Capital Management. Investors should understand that determining tax consequences must consider their personal circumstances. Tax laws may change, either in the future or retroactively, and investors are strongly advised to consult with their own tax advisors regarding any potential strategies, investments, or transactions. Past performance is not indicative of future results, which may vary. The value of investments and the income from them can fluctuate, potentially resulting in a loss of principal. A separately managed account (SMA) is a portfolio of actively managed individual securities, customizable for each investor's objectives. SMAs typically require a minimum investment of $250,000 for equity and fixed income strategies, though this minimum can vary by program and may change. Minimums may be waived based on factors such as client type, asset class, existing client relationships, and others. Some accounts may have a negotiated minimum annual fee. Consult your financial professional for applicable minimums and specific product availability. This information is subject to change without notice, and we may close or reopen strategies at any time. Risk Considerations: Investments in fixed-income securities involve credit and interest rate risks. Bond prices inversely correlate with interest rate changes, meaning that a general increase in interest rates can decrease bond prices. Credit risk is the risk of issuer default on interest and principal payments. This risk is heightened in investments in high yield bonds, or "junk bonds," which have lower ratings and greater volatility. All fixed income investments may be worth less than their original cost upon redemption or maturity. ​ This material does not constitute an offer or solicitation in any jurisdiction where, or to any person to whom, it would be unauthorized or unlawful. Prospective investors should inform themselves about legal, taxation, and exchange control regulations relevant to their citizenship, residence, or domicile. This material is for informational purposes only and should not be construed as investment advice or an offer or solicitation to buy or sell securities. Investment strategies depend on each client's individual objectives, and there is no guarantee that these objectives will be met. Environmental, Social, and Governance (ESG) strategies have unique risks, including the elimination of exposures found in other strategies or market benchmarks, potentially leading to divergent.